In 2014, Congress proposed a law that would penalize veterans and surviving spouses of veterans who were looking to apply for the VA Benefit if they transferred assets within the three year period from when they applied for benefits. If the…
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VA Benefits for Long-Term Care Dead in Michigan?
Not quite yet, but there is a new proposed rule that may be coming down the pike. New Proposed Rule for VA Benefit Planning for Long-term Care On January 23rd, the Federal Register released Document No. 2015-00297. So, what does…
The SEC Approves Final Rules Regarding General Solicitation and General Advertising in Rule 506(c) Offerings
Pursuant to Section 201(a) of the Jumpstart Our Business Startups Act (the “JOBS Act”), on July 10, 2013, the Securities and Exchange Commission (the “SEC”) approved final rules to eliminate the prohibition on general solicitation and general advertising* in securities…
SEC Issues Rules Requiring Broker-Dealers to Search For Lost Securities Holders
The Securities and Exchange Commission (SEC) has issued new rules for broker-dealers requiring them to search for securities holders if they lose contact with them. The rules require for the first time that broker-dealers attempt to find securities holders that…
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